Demat & Trading Preferences

• I understand and agree that the nature of information I have provided for the purpose of Online Account Opening with / through HDFC SECURITIES LIMITED (here in after referred as “the Company”) which may be used to query my details in KRA databases as well as to fetch my information from KRA databases.
• I am aware and agree that this BSDA Demat and Trading account opened is for sole holders only.
• I confirm the Mobile No and Email ID provided for this Regular Demat and Trading account belong to me (Self relationship).
• I am aware and declare that I am an Ordinary Resident Individual in India.
• I hereby declare that I am an Indian national.
• I acknowledge that my trading account will be maintained and settled either quarterly or monthly, based on the consent provided by me for the funds held therein.
• I hereby agree to receive the documents that are a part of the account opening kit on my registered email id.
• I am aware and agree that my Trading and Demat account will be opened as per the name available in the Income tax database.
• I hereby consent to the company providing its communication messages to me through the medium of short message services and/or telephone calls/or WhatsApp on my registered phone number(s) with the Company.
• I confirm my consent to share my email ID with the RTA (Registrar and Transfer Agency).
• I hereby consent to receive all statements of accounts, statements of holding, contract notes, consolidated statements, transaction statements, and annual reports in electronic form from the company.
• I hereby confirm to avail the SMS alert facility in my Demat and Trading account.
• I hereby confirm that I have not opted for the DIB booklet at the time of account opening.
• I hereby confirm to receive credit of shares and securities without my consent in my Demat account.
• I hereby confirm to accept all pledge instructions in my Demat account without any further instruction from my end.
• I confirm to avail the facility of internet trading using wireless technology.
• I agree to receive Electronic Contract Notes.
• I hereby confirm having read and consented to the Demat Standard Tariff sheet (click here).
• I hereby agree that I have read, understood, and acknowledged the receipt of the below documents electronically in my registered email ID with the company.
• Rights and Obligations of stock broker, sub-broker and client for trading on exchanges and additional rights & obligations for internet/wireless technology-based trading (click here).
• Rights and Obligations of beneficial owner and depository participants as prescribed by SEBI and depositories (click here).
• Uniform Risk Disclosure Documents (for all segments/exchanges) (click here).
• Guidance Note to the client detailing Do’s and Don’ts for trading on stock exchanges (click here).
• Document describing Policies and Procedures of the stock broker.
• Document detailing the rate/amount of brokerage and other charges/levied (click here for Tariff Sheet).
• I hereby confirm that I have not opted for providing a nominee during my Demat and Trading account opening.

• I declare and agree that the signature and photograph provided by me, belongs to me, for opening a Demat and trading account with HDFC Securities Limited (here in after referred to as “the Company”).
• I declare that by submitting the contact details, I authorize HDFC Securities Limited to contact me and send promotional communication, even though I may be registered under the National Do Not Call Registry established under the Telecom Unsolicited Commercial Communications Regulations, 2007, or may register under the National Customer Preference Register established under the new regulation viz. The Telecom Commercial Communications Customer Preference Regulations, 2010. I do not hold the Company responsible for the aforesaid act.
• I hereby declare that the rules and regulations of the Depository and Depository Participant to an account which are in force now have been read by me, and I have understood the same. I agree to abide by and to be bound by the rules as are in force from time to time for such an account.
• I hereby declare that the details furnished are true and correct to the best of my knowledge and belief, and I undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false, untrue, misleading, or misrepresenting, I am aware that I may be held liable for it.
• I/ We wish to receive dividend / interest directly into my bank account as given below through ECS (If not marked, the default option would be ‘Yes’) [ECS is mandatory for locations notified by SEBI from time to time ] ❑ Yes ❑ No (Kindly provide the Terms and conditions document containing all the above information)

• • Email Statement:I understand that the email statements are for my convenience. HSL shall not be liable or responsible for any breach of secrecy because the statements are being sent to the email ID registered with it. I shall verify the authenticity of the emails I receive. I shall not hold the Company responsible for any statement received from fraudsters/imposters. I shall not hold the company liable if any problem arises with my computer network because of me receiving statements from the company. The Company shall not be responsible if I/we do not receive a statement due to incorrect email address and technical reasons. I will take all the necessary steps to maintain and ensure confidentiality and secrecy of the login name and password of the internet/email account. I shall inform the Company in writing if there is any change in the email address.
  • Voluntary Aadhaar Consent:I hereby submit voluntarily at my own discretion, the physical copy of Aadhaar card/physical e-Aadhaar / masked Aadhaar/offline electronic Aadhaar xml as issued by UIDAI (Aadhaar), to the Company, HDFC Securities Limited for the purpose of establishing my identity/ address proof and voluntarily give my consent to open account / process instructions for the said purpose with the Company in my name individual capacity using my Aadhaar ; hereby consent to the Companyfor verification of my Aadhaar to establish its genuineness through Quick Response (QR) code embedded in the Aadhaar card or through such other acceptable manner as per UIDAI or under any Actor law from time to time. The consent and purpose of collecting Aadhaar has been explained to me in local language. The Company has informed me that my Aadhaar submitted to the the Company herewith shall not be used for any purpose other than mentioned above, or as per requirements of law.The Company has informed me that this consent and my Aadhaar will be stored along with my account details within the Company. I hereby declare that all the information voluntarily furnished by me is true, correct and complete. I Will not hold the Company or any of its officials responsible in case of any incorrect information provided by me/us.

FATCA:I have understood the information requirements of FATCA Form as per the CBDT notified Rules 114F to 114H and hereby confirm that the information provided by me on this Form is true, correct, and complete. I also confirm that I have read and understood the Terms and Conditions below and hereby accept the same. I understand that my personal details as provided/available in the Bank/HDFC Securities’ records will be used for CBDT reporting. Further, I hereby authorize HDFC Securities Limited to furnish the above information to the bank for the purpose of compliance and reporting under CBDT Rules as applicable.

• Investment in securities market are subject to market risks, read all the related documents carefully before investing.
• Mutual fund investments are subject to market risks, read all scheme related documents carefully.

INZ000186937 (NSE, BSE, MSEI, MCX) NSE Trading Member Code: 11094 BSE Clearing Number: 393 MSEI Trading Member Code: 30000 MCX Member Code: 56015 | IN-DP-372-2018 (CDSL, NSDL) AMFI Reg No.: ARN -13549 PFRDA Reg. No.: POP 11092018 IRDA Corporate Agent Licence No.: CA0062 Research Analyst Reg. No.: INH000002475 Investment Adviser: INA000011538 CIN-U67120MH2000PLC152193

I Think Techno Campus, Building, B, Alpha, Office Floor 8, Near Kanjurmarg Station, Kanjurmarg(East), Mumbai -400 042. Tel: 022 30753400. Compliance Officer: Mr. Murli V Karkera. Ph: 022 30453600, Email:complianceofficer@hdfcsec.com

HDFC Securities Ltd is a financial services intermediary and is engaged as a distributor of financial products & services like Corporate FDs & Bonds, Insurance, MF, NPS, Real Estate services, Loans, NCDs, IPOs, E-Will & E-Tax in strategic distribution partnerships. Customers need to check products & features before investing since the contours of the product rates may change from time to time. HDFC securities Ltd is not liable for any loss or damage of any kind arising out of investments in these products. Investments in Equity, Currency, Futures & Options, Commodities are subject to market risk. Clients should read the Risk Disclosure Document issued by SEBI & relevant exchanges & the T&C on www.hdfcsec.com before investing. Equity SIP is not an approved product of Exchange and any dispute related to this will not be dealt at Exchange platform.

• You will now be redirected for e-sign.
• Note: Please Allow Pop Up Before Doing ESign.
• I understand that HDFC Securities Limited (HDFC Securities) has associated with Digiotech Solutions Private Limited (Digio) – a third party service entity and a registered ASP for providing e-Sign services to its customers / prospective customers to digitally sign e-KYC, supporting documents and other related documents (e-KYC documents) submitted by its customers as part of the e-KYC process. I also understand that Digio is aligned with NSDL e-Governance Infrastructure Limited (NSDL) a registered ESP and AUA.
• I hereby accord my free consent and authorize HDFC Securities to share my duly filled in e-KYC documents with Digio to get the same digitally signed using Aadhaar, Digital Signature Certificate (DSC). I understand that I will be directed to the website of Digio and Digio collects my mobile number and e-mail id for the purpose of providing e-Sign services. I further understand that Digio utilizes my personal details for the purpose of offering e-Sign services and also saves the same for audit purposes in their servers and I consent for the same.
• I understand that Digio has got a Privacy Policy and independent terms and conditions for providing e-Sign services which I shall be at liberty to agree upon and once agreed upon shall be fully and completely binding on me.
• I further understand that Digio post verifying my identity will be directing me to website of NSDL for the purpose of issuance of eSign basis Aadhaar Number / Aadhaar Virtual Identity Number willfully shared by me for authenticating my identity with UIDAI through its eKYC process.
• I further understand that Digio also retains a copy of my duly signed e-KYC documents onto to their server for my future reference and they have access to the same from time to time and I consent to the same. I also understand that I have the right to delete my duly signed e-KYC documents from the servers of Digio by using the user id and password granted to me by Digio and that it would be my sole discretion to either maintain the digitally signed e-KYC documents in Digio servers and would not hold HDFC Securities Limited in any manner for whatsoever reason.
• I understand that unless the e-KYC documents are purged permanently, the same may remain on the servers of Digio that I will be governed by the Privacy Policy of Digio in this regard.
• I further understand that HDFC Securities Limited shall not be responsible for any actions or policies of Digio / NSDL and I should check the applicable privacy policy of Digio / NSDL when providing personally identifiable information. Further, HDFC Securities Limited shall not be responsible if I do not get the benefits announced if any, by Digio / NSDL for any reason whatsoever.

Investments in securities market are subject to market risks, read all the related documents carefully before investing. Registration granted by SEBI, membership of BASL (in case of IAs) and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.

HSL is a Mutual fund distributor/s registered for Mutual Funds. Mutual fund investments are subject to market risks, read all scheme related documents carefully. Mutual Funds are not an approved product of the Exchanges and any dispute related to this will not be dealt at Exchange platform.

Global Investing, Insurance, Basket Investing, DigiGold, Sovereign Gold Bond, and NPS are not a Exchange traded product and all disputes related to the distribution activity of Global Investing, Insurance, Basket Investing, DigiGold, Sovereign Gold Bond, and NPS will not have access to Exchange investor redressal forum or Arbitration mechanism.

Involvement of HDFC securities is restricted to Referral only. HDFC securities does not offer this product directly to customers.

These are illustrative details available in public domain. The securities quoted are exemplary and are not recommendatory.

Brokerage will not exceed the SEBI prescribed limit.